UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 3)1
Vantiv, Inc.
(Name of issuer)
Class A Common Stock, par value $0.00001
(Title of class of securities)
92210H105
(CUSIP number)
Anna J. Guerin, Assistant Compliance Officer 617-951-9762
C/o Advent International Corporation, 75 State Street, 29th Floor Boston, MA 02109
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 7, 2013
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box :. ¨
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 25 pages)
1 | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Schedule 13D
CUSIP NO. 92210H105 | Page 2 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International Corporation | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
33,781,147 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
33,781,147 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,781,147 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
23.24% | |||||
14 | TYPE OF REPORTING PERSON*
CO, IA |
Schedule 13D
CUSIP NO. 92210H105 | Page 3 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
33,781,147 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
33,781,147 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,781,147 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
23.24% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 4 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI GP Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
26,550,233 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
26,550,233 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
26,550,233 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.27% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 5 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI GP (Delaware) Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
2,968,101 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
2,968,101 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,968,101 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.04% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 6 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI FT Co-Investment GP Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
3,701,903 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
3,701,903 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,701,903 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.55% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 7 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
13,673,846 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
13,673,846 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,673,846 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.41% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 8 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI FT Co-Investment Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
3,701,903 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
3,701,903 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,701,903 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.55% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 9 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-A Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
7,990,073 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
7,990,073 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,990,073 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.50% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 10 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-B Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
691,830 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
691,830 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
691,830 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.48% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 11 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-C Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
704,707 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
704,707 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
704,707 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.48% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 12 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-D Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
561,845 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
561,845 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
561,845 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.39% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 13 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-E Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
1,701,549 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
1,701,549 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,701,549 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.17% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 14 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-F Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
2,572,942 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
2,572,942 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,572,942 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.77% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 15 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-G Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
1,621,542 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
1,621,542 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,621,542 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.12% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 16 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent Partners GPE VI 2008 Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
500,789 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
500,789 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,789 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.34% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 17 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent Partners GPE VI 2009 Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
15,013 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
15,013 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,013 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.01% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 18 of 25 |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent Partners GPE VI-A Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
45,108 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
45,108 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,108 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.03% | |||||
14 | TYPE OF REPORTING PERSON*
PN |
Schedule 13D
CUSIP NO. 92210H105 | Page 19 of 25 |
Item 1. Security and Issuer
This statement on Amendment No.3 Schedule 13D (Amendment No.3) relates to the Reporting Persons (as defined in Item 2 below) beneficial ownership interest in the Class A Common Stock, par value $0.00001 per share (the Class A Common Stock), of Vantiv, Inc., a Delaware Corporation (the Issuer). The address of the principal executive office of the Issuer is 8500 Governors Hill Drive, Symmes Township, OH 45249. This Amendment No.3 amends the initial statement on Schedule 13D filed with the Securities and Exchange Commission (the Commission) on April 2, 2012, Amendment No.1 filed with the Commission on August 9, 2012 and Amendment No.2 filed with the Commission on May 16, 2013. This Amendment No.3 is being filed by the reporting persons to amend Item 5. Terms defined in the schedule 13D are used herein as so defined.
Item 2. Identity and Background
(a) (b) (c) (f) This statement is being filed by the following entities:
(1) Advent International Corporation, a Delaware corporation;
(2) Advent International LLC, a Massachusetts limited partnership;
(3) GPE VI FT Co-Investment GP Limited Partnership, a Cayman Islands limited partnership;
(4) GPE VI GP (Delaware) Limited Partnership, a Delaware limited partnership;
(5) GPE VI GP Limited Partnership, a Cayman Islands limited partnership;
(6) Advent International GPE VI Limited Partnership, a Cayman Islands limited partnership;
(7) Advent International GPE VI-A Limited Partnership, a Cayman Islands limited partnership;
(8) Advent International GPE VI-B Limited Partnership, a Cayman Islands limited partnership;
(9) Advent International GPE VI-F Limited Partnership, a Cayman Islands limited partnership;
(10) Advent International GPE VI-G Limited Partnership, a Cayman Islands limited partnership;
(11) Advent International GPE VI-C Limited Partnership, a Delaware limited partnership;
(12) Advent International GPE VI-D Limited Partnership, a Delaware limited partnership;
(13) Advent International GPE VI-E Limited Partnership, a Delaware limited partnership;
Schedule 13D
CUSIP NO. 92210H105 | Page 20 of 25 |
(14) Advent Partners GPE VI 2008 Limited Partnership, a Delaware limited partnership;
(15) Advent Partners GPE VI 2009 Limited Partnership, a Delaware limited partnership;
(16) Advent Partners GPE VI-A Limited Partnership, a Delaware limited partnership;
(17) GPE VI FT Co-Investment Limited Partnership, a Cayman Islands limited partnership;
The entities listed in subparagraphs (1) through (17) above are herein collectively referred to as the Reporting Persons and individually as a Reporting Person, and the entities listed in subparagraphs (6) through (17) above are herein collectively referred to as the Advent Funds and individually as an Advent Fund.
Advent International Corporation (AIC) is a Delaware corporation, and the persons serving as its directors and executive officers are set forth on Schedule A hereto.
Schedule 13D
CUSIP NO. 92210H105 | Page 21 of 25 |
Advent International Corporation is the Manager of Advent International LLC (AI LLC) which in turn is the General Partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, GPE VI FT Co-Investment GP Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership and Advent Partners GPE VI-A Limited Partnership. GPE VI GP Limited Partnership is the General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. GPE VI GP (Delaware) Limited Partnership is the General Partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. GPE VI FT Co-Investment GP Limited Partnership is the General Partner of GPE VI FT Co-Investment Limited Partnership. The principal business address of each Reporting Person is c/o Advent International Corporation, 75 State Street, Boston, MA 02109.
The principal business of Advent International Corporation is to operate as an investment advisory firm and to make private equity investments. The principal business of each Reporting Person other than Advent International Corporation, Advent International LLC, GPE VI FT Co-Investment GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership and GPE VI GP Limited Partnership is to provide risk capital for, and make investments in the securities of, privately held and other businesses.
(d) (e) During the last five years, none of the Reporting Persons nor any person listed on Schedule A has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five years, none of the Reporting Persons nor any person listed on Schedule A has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which any such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violations with respect to such laws.
Item 5. Interest in Securities of the Issuer.
(a) The following table sets forth the aggregate number and percentage of the Common Stock beneficially owned by each Reporting Person named in Item 2 of this statement (based upon 145,334,200 shares of Class A Common Stock outstanding as of August 5, 2013). The aggregate number and percentage of the Class A Common Stock beneficially owned by each Reporting Person is calculated in accordance with Rule 13d-3.
Schedule 13D
CUSIP NO. 92210H105 | Page 22 of 25 |
Reporting Person |
Number of Shares Beneficially Owned |
Percentage of Common Stock Outstanding |
Number of Shares Sold in Past 60 Days |
|||||||||
Advent International Corporation (1) (2) (3) (4) (5) |
33,781,147 | 23.24 | % | 15,000,000 | ||||||||
Advent International LLC (1) (2) (3) (4) |
33,781,147 | 23.24 | % | 15,000,000 | ||||||||
GPE VI GP Limited Partnership (1) (2) |
26,550,233 | 18.27 | % | 11,789,223 | ||||||||
GPE VI GP (Delaware) Limited Partnership (1) (3) |
2,968,101 | 2.04 | % | 1,317,941 | ||||||||
GPE VI FT Co-Investment GP Limited Partnership (1) (4) |
3,701,903 | 2.55 | % | 1,643,773 | ||||||||
Advent International GPE VI Limited Partnership (1) (2) |
13,673,846 | 9.41 | % | 6,071,662 | ||||||||
GPE VI FT Co-Investment Limited Partnership (1) (4) |
3,701,903 | 2.55 | % | 1,643,773 | ||||||||
Advent International GPE VI-A Limited Partnership (1) (2) |
7,990,073 | 5.50 | % | 3,547,869 | ||||||||
Advent International GPE VI-B Limited Partnership (1) (2) |
691,830 | 0.48 | % | 307,196 |
Schedule 13D
CUSIP NO. 92210H105 | Page 23 of 25 |
Advent International GPE VI-C Limited Partnership (1) (3) |
704,707 | 0.48 | % | 312,915 | ||||||||
Advent International GPE VI-D Limited Partnership (1) (3) |
561,845 | 0.39 | % | 249,479 | ||||||||
Advent International GPE VI-E Limited Partnership (1) (3) |
1,701,549 | 1.17 | % | 755,547 | ||||||||
Advent International GPE VI-F Limited Partnership (1) (2) |
2,572,942 | 1.77 | % | 1,142,475 | ||||||||
Advent International GPE VI-G Limited Partnership (1) (2) |
1,621,542 | 1.12 | % | 720,021 | ||||||||
Advent Partners GPE VI 2008 Limited Partnership (1) |
500,789 | 0.34 | % | 222,367 | ||||||||
Advent Partners GPE VI 2009 Limited Partnership (1) |
15,013 | 0.01 | % | 6,667 | ||||||||
Advent Partners GPE VI-A Limited Partnership (1) |
45,108 | 0.03 | % | 20,029 | ||||||||
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Total Group |
33,781,147 | 23.24 | % | 15,000,000 |
(1) Advent International Corporation is the Manager of Advent International LLC (AI LLC) which in turn is the General Partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, GPE VI FT Co-Investment GP Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership and Advent Partners GPE VI-A Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC derives from such power.
Schedule 13D
CUSIP NO. 92210H105 | Page 24 of 25 |
(2) GPE VI GP Limited Partnership is the General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC and GPE VI GP Limited Partnership derive from such power.
(3) GPE VI GP (Delaware) Limited Partnership is the General Partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC and GPE VI GP (Delaware) Limited Partnership derive from such power.
(4) GPE VI FT Co-Investment GP Limited Partnership is the General Partner of GPE VI FT Co-Investment Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC and GPE VI FT Co-Investment GP Limited Partnership, derive from such power.
(b) Each of the Reporting Persons listed in the table set forth above has sole voting and dispositive power over the Common Stock beneficially owned by it as indicated above.
(c) Other than the acquisition of the Securities described in Item 3 above and the sale of the number of shares of Class A Common Stock as set forth in the table included in Item 3 above under the column captioned Shares Sold in Past 60 Days, none of the Reporting Persons and the persons set forth on Schedule A and in Item 2(d) hereto has effected any transactions in the Common Stock during the last 60 days.
(d) Except as set forth in this Item 5, no person other than each respective record owner referred to herein of the Securities is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Securities.
(e) Not applicable.
Schedule 13D
CUSIP NO. 92210H105 | Page 25 of 25 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
August 9, 2013
Advent International GPE VI Limited Partnership
Advent International GPE VI-A Limited Partnership
Advent International GPE VI-B Limited Partnership
Advent International GPE VI-F Limited Partnership
Advent International GPE VI-G Limited Partnership
By: | GPE VI GP Limited Partnership, General Partner |
By: | Advent International LLC, General Partner |
By: | Advent International Corporation, Manager |
By: | Anna J. Guerin, Assistant Compliance Officer* |
Advent International GPE VI-C Limited Partnership
Advent International GPE VI-D Limited Partnership
Advent International GPE VI-E Limited Partnership
By: | GPE VI GP (Delaware) Limited Partnership, General Partner |
By: | Advent International LLC, General Partner |
By: | Advent International Corporation, Manager |
By: | Anna J. Guerin, Assistant Compliance Officer* |
Advent Partners GPE VI 2008 Limited Partnership
Advent Partners GPE VI 2009 Limited Partnership
Advent Partners GPE VI-A Limited Partnership
By: | Advent International LLC, General Partner |
By: | Advent International Corporation, Manager |
By: | Anna J. Guerin, Assistant Compliance Officer* |
GPE VI FT Co-Investment Limited Partnership
By: | GPE VI FT Co-Investment GP Limited Partnership, General Partner |
By: | Advent International LLC, General Partner |
By: | Advent International Corporation, Manager |
By: | Anna J. Guerin, Assistant Compliance Officer* |
GPE VI GP Limited Partnership
GPE VI GP (Delaware) Limited Partnership
GPE VI FT Co-Investment GP Limited Partnership
By: | Advent International LLC, General Partner |
By: | Advent International Corporation, Manager |
By: | Anna J. Guerin, Assistant Compliance Officer* |
Advent International LLC
By: | Advent International Corporation, Manager |
By: | Anna J. Guerin, Assistant Compliance Officer* |
Advent International Corporation
By: | Anna J. Guerin, Assistant Compliance Officer* |
* | For all of the above: |
/s/ Anna J. Guerin |
Anna J. Guerin, Assistant Compliance Officer |