UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 1)1
Vantiv, Inc. |
(Name of issuer)
Class A Common Stock, par value $0.00001 |
(Title of class of securities)
92210H105 |
(CUSIP number)
Jarlyth H. Gibson, Compliance Officer 617-951-9493 C/o Advent International Corporation, 75 State Street, 29th Floor Boston, MA 02109 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 2, 2012 |
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box:. ¨
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 26 pages)
1 | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 92210H105
Schedule 13D | Page 2 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International Corporation | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
73,365,053 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
73,365,053 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
73,365,053 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
56.82% | |||||
14 |
TYPE OF REPORTING PERSON*
CO, IA |
CUSIP NO. 92210H105
Schedule 13D | Page 3 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
73,099,541 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
73,099,541 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
73,099,541 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
56.61% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 4 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI GP Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
57,452,454 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
57,452,454 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,452,454 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
44.49% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 5 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI GP (Delaware) Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
6,422,721 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
6,422,721 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,422,721 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.97% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 6 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI FT Co-Investment GP Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
8,010,604 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
8,010,604 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,010,604 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.20% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 7 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
29,589,044 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
29,589,044 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,589,044 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
22.92% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 8 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GPE VI FT Co-Investment Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
8,010,604 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
8,010,604 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,010,604 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.20% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 9 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-A Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
17,289,841 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
17,289,841 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,289,841 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.39% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 10 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-B Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
1,497,060 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
1,497,060 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,497,060 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.16% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 11 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-F Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
5,567,626 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
5,567,626 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,567,626 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.31% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 12 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-G Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
3,508,880 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
3,508,880 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,508,880 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.72% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 13 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-C Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
1,524,928 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
1,524,928 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,524,928 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.18% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 14 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-D Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
1,215,785 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
1,215,785 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,215,785 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.94% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 15 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent International GPE VI-E Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
3,682,008 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
3,682,008 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,682,008 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.85% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 16 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent Partners GPE VI 2008 Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
1,083,665 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
1,083,665 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,083,665 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.84% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 17 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent Partners GPE VI 2009 Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
32,488 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
32,448 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,448 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.03% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 18 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Advent Partners GPE VI-A Limited Partnership | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
97,609 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
97,609 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
97,609 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.08% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 19 of 26 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Pamela H. Patsley | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | Source of Funds
WC | |||||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2 (d) or 2 (e)
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER
265,512 | ||||
8 | SHARED VOTING POWER
None | |||||
9 | SOLE DISPOSITIVE POWER
265,512 | |||||
10 | SHARED DISPOSITIVE POWER
None | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
265,512 | |||||
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨ | |||||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.21% | |||||
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 92210H105
Schedule 13D | Page 20 of 26 |
Item 1. | Security and Issuer |
This statement on Amendment No.1 Schedule 13D (Amendment No.1) relates to the Reporting Persons (as defined in Item 2 below) beneficial ownership interest in the Class A Common Stock, par value $0.00001 per share (the Class A Common Stock), of Vantiv, Inc., a Delaware Corporation (the Issuer). The address of the principal executive office of the Issuer is 8500 Governors Hill Drive, Symmes Township, OH 45249. This Amendment No.1 amends the initial statement on Schedule 13D filed with the Securities and Exchange Commission (the Commission) on April 2, 2012. This Amendment No.1 is being filed by the reporting persons to amend Item 5. Terms defined in the schedule 13D are used herein as so defined.
Item 2. | Identity and Background |
(a) (b) (c) (f) This statement is being filed by the following entities:
(1) Advent International Corporation, a Delaware corporation;
(2) Advent International LLC, a Massachusetts limited partnership;
(3) GPE VI FT Co-Investment GP Limited Partnership, a Cayman Islands limited partnership;
(4) GPE VI GP (Delaware) Limited Partnership, a Delaware limited partnership;
(5) GPE VI GP Limited Partnership, a Cayman Islands limited partnership;
(6) Advent International GPE VI Limited Partnership, a Cayman Islands limited partnership;
(7) Advent International GPE VI-A Limited Partnership, a Cayman Islands limited partnership;
(8) Advent International GPE VI-B Limited Partnership, a Cayman Islands limited partnership;
(9) Advent International GPE VI-F Limited Partnership, a Cayman Islands limited partnership;
(10) Advent International GPE VI-G Limited Partnership, a Cayman Islands limited partnership;
(11) Advent International GPE VI-C Limited Partnership, a Delaware limited partnership;
(12) Advent International GPE VI-D Limited Partnership, a Delaware limited partnership;
(13) Advent International GPE VI-E Limited Partnership, a Delaware limited partnership;
CUSIP NO. 92210H105
Schedule 13D | Page 21 of 26 |
(14) Advent Partners GPE VI 2008 Limited Partnership, a Delaware limited partnership;
(15) Advent Partners GPE VI 2009 Limited Partnership, a Delaware limited partnership;
(16) Advent Partners GPE VI-A Limited Partnership, a Delaware limited partnership;
(17) GPE VI FT Co-Investment Limited Partnership, a Cayman Islands limited partnership;
(18) Pamela H. Patsley, the trustee of the Gary Lee Patsley Retained Annuity Trust No. 1 and Pamela H. Patsley Retained Annuity Trust No. 1;
The entities listed in subparagraphs (1) through (18) above are herein collectively referred to as the Reporting Persons and individually as a Reporting Person, and the entities listed in subparagraphs (6) through (17) above are herein collectively referred to as the Advent Funds and individually as an Advent Fund. The trusts listed in subparagraph (18) above are herein collectively referred to as the Trusts.
Advent International Corporation (AIC) is a Delaware corporation, and the persons serving as its directors and executive officers are set forth on Schedule A hereto.
CUSIP NO. 92210H105
Schedule 13D | Page 22 of 26 |
Advent International Corporation is the Manager of Advent International LLC (AI LLC) which in turn is the General Partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, GPE VI FT Co-Investment GP Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership and Advent Partners GPE VI-A Limited Partnership. GPE VI GP Limited Partnership is the General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. GPE VI GP (Delaware) Limited Partnership is the General Partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. GPE VI FT Co-Investment GP Limited Partnership is the General Partner of GPE VI FT Co-Investment Limited Partnership. Through a written agreement with Pamela H. Patsley, the trustee of the Gary Lee Patsley Retained Annuity Trust No. 1 and Pamela H. Patsley Retained Annuity Trust No. 1 (together, the Trusts), Advent International Corporation has sole voting and investment power over securities held by the Trusts. The principal business address of each Reporting Person is c/o Advent International Corporation, 75 State Street, Boston, MA 02109.
The principal business of Advent International Corporation is to operate as an investment advisory firm and to make private equity investments. The principal business of each Reporting Person other than Advent International Corporation, Advent International LLC, GPE VI FT Co-Investment GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, GPE VI GP Limited Partnership and the Trusts is to provide risk capital for, and make investments in the securities of, privately held and other businesses.
(d) (e) During the last five years, none of the Reporting Persons nor any person listed on Schedule A has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five years, none of the Reporting Persons nor any person listed on Schedule A has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which any such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violations with respect to such laws.
Item 5. | Interest in Securities of the Issuer. |
(a) The following table sets forth the aggregate number and percentage of the Common Stock beneficially owned by each Reporting Person named in Item 2 of this statement (based upon 129,123,210 shares of Class A Common Stock outstanding as of August 2, 2012). The aggregate number and percentage of the Class A Common Stock beneficially owned by each Reporting Person is calculated in accordance with Rule 13d-3.
CUSIP NO. 92210H105
Schedule 13D | Page 23 of 26 |
Reporting Person |
Number of Shares Beneficially Owned |
Percentage of Common Stock Outstanding |
Number of Shares Sold in Past 60 Days |
|||||||||
Advent International Corporation (1) (2) (3) (4) (5) |
73,365,053 | 56.82 | % | 14,064,500 | ||||||||
Advent International LLC (1) (2) (3) (4) |
73,099,541 | 56.61 | % | 13,800,000 | ||||||||
GPE VI GP Limited Partnership (1) (2) |
57,452,454 | 44.49 | % | 10,846,085 | ||||||||
GPE VI GP (Delaware) Limited Partnership (1) (3) |
6,422,721 | 4.97 | % | 1,212,505 | ||||||||
GPE VI FT Co-Investment GP Limited Partnership (1) (4) |
8,101,604 | 6.20 | % | 1,512,272 | ||||||||
Advent International GPE VI Limited Partnership (1) (2) |
29,589,044 | 22.92 | % | 5,585,928 | ||||||||
Advent International GPE VI-A Limited Partnership (1) (2) |
17,289,841 | 13.39 | % | 3,264,039 | ||||||||
Advent International GPE VI-B Limited Partnership (1) (2) |
1,497,060 | 1.16 | % | 282,621 | ||||||||
Advent International GPE VI-F Limited Partnership (1) (2) |
5,567,629 | 4.31 | % | 1,051,077 |
CUSIP NO. 92210H105
Schedule 13D | Page 24 of 26 |
Advent International GPE VI-G Limited Partnership (1) (2) |
3,508,880 | 2.72 | % | 662,420 | ||||||||
Advent International GPE VI-C Limited Partnership (1) (3) |
1,524,928 | 1.18 | % | 287,882 | ||||||||
Advent International GPE VI-D Limited Partnership (1) (3) |
1,215,785 | 0.94 | % | 229,520 | ||||||||
Advent International GPE VI-E Limited Partnership (1) (3) |
3,682,008 | 2.85 | % | 695,103 | ||||||||
Advent Partners GPE VI 2008 Limited Partnership (1) |
1,083,665 | 0.84 | % | 204,578 | ||||||||
Advent Partners GPE VI 2009 Limited Partnership (1) |
32,488 | 0.03 | % | 6,133 | ||||||||
Advent Partners GPE VI-A Limited Partnership (1) |
97,609 | 0.08 | % | 18,427 | ||||||||
GPE VI FT Co-Investment Limited Partnership (1) (4) |
8,010,604 | 6.20 | % | 1,512,272 | ||||||||
Pamela H. Patsley (5) |
265,512 | 0.21 | % | 264,500 | ||||||||
|
|
|
|
|
|
|||||||
Total Group |
73,365,053 | 56.82 | % | 14,064,500 |
(1) | Advent International Corporation is the Manager of Advent International LLC (AI LLC) which in turn is the General Partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, GPE VI FT Co-Investment GP Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership and Advent Partners GPE VI-A Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC derives from such power. |
CUSIP NO. 92210H105
Schedule 13D | Page 25 of 26 |
(2) | GPE VI GP Limited Partnership is the General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC and GPE VI GP Limited Partnership derive from such power. |
(3) | GPE VI GP (Delaware) Limited Partnership is the General Partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC and GPE VI GP (Delaware) Limited Partnership derive from such power. |
(4) | GPE VI FT Co-Investment GP Limited Partnership is the General Partner of GPE VI FT Co-Investment Limited Partnership. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated Reporting Persons. The beneficial ownership of AI LLC and GPE VI FT Co-Investment GP Limited Partnership, derive from such power. |
(5) | Through a written agreement with Pamela H. Patsley, the trustee of the Trusts), Advent International Corporation has sole voting and investment power over securities held by the Trusts. |
(b) Each of the Reporting Persons listed in the table set forth above has sole voting and dispositive power over the Common Stock beneficially owned by it as indicated above.
(c) Other than the acquisition of the Securities described in Item 3 above and the sale of the number of shares of Class A Common Stock as set forth in the table included in Item 3 above under the column captioned Shares Sold in Past 60 Days, none of the Reporting Persons and the persons set forth on Schedule A and in Item 2(d) hereto has effected any transactions in the Common Stock during the last 60 days.
(d) Except as set forth in this Item 5, no person other than each respective record owner referred to herein of the Securities is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Securities.
(e) Not applicable.
CUSIP NO. 92210H105
Schedule 13D | Page 26 of 26 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
August 10, 2012
Advent International GPE VI Limited Partnership | ||
Advent International GPE VI-A Limited Partnership | ||
Advent International GPE VI-B Limited Partnership | ||
Advent International GPE VI-F Limited Partnership | ||
Advent International GPE VI-G Limited Partnership | ||
By: | GPE VI GP Limited Partnership, General Partner | |
By: | Advent International LLC, General Partner | |
By: | Advent International Corporation, Manager | |
By: | Jarlyth H. Gibson, Compliance Officer* | |
Advent International GPE VI-C Limited Partnership | ||
Advent International GPE VI-D Limited Partnership | ||
Advent International GPE VI-E Limited Partnership | ||
By: | GPE VI GP (Delaware) Limited Partnership, General Partner | |
By: | Advent International LLC, General Partner | |
By: | Advent International Corporation, Manager | |
By: | Jarlyth H. Gibson, Compliance Officer* | |
Advent Partners GPE VI 2008 Limited Partnership | ||
Advent Partners GPE VI 2009 Limited Partnership | ||
Advent Partners GPE VI-A Limited Partnership | ||
By: | Advent International LLC, General Partner | |
By: | Advent International Corporation, Manager | |
By: | Jarlyth H. Gibson, Compliance Officer* | |
GPE VI FT Co-Investment Limited Partnership | ||
By: | GPE VI FT Co-Investment GP Limited Partnership, General Partner | |
By: | Advent International LLC, General Partner | |
By: | Advent International Corporation, Manager | |
By: | Jarlyth H. Gibson, Compliance Officer* | |
Pamela H. Patsley | ||
By: | Advent International Corporation | |
Advent International LLC | ||
By: | Advent International Corporation, Manager | |
By: | Jarlyth H. Gibson, Compliance Officer* | |
Advent International Corporation | ||
By: | Jarlyth H. Gibson, Compliance Officer* |
* | For all of the above: |
/s/ Jarlyth H. Gibson |
Jarlyth H. Gibson, Compliance Officer |